Friday, March 4, 2011

Building Capacity for Protected Area Planning -- A Brief Note

Even though I am “retired”, it is often difficult to sit down and put together my blog. It seems that I am much busier than when I had a full time appointment with UM, but perhaps I was just more efficient in those days.


There is always a lot of talk around protected area circles concerning capacity: simply put, many believe that the greatest advances in protection and conservation can be made by building skills and capabilities of those charged with protected area stewardship. And, I think they are right in a general sense. But the notion of building capacity goes far beyond these words: what capacities for what and for whom? We all know that protected area organizations are differentiated horizontally and vertically: jobs may be highly specialized in some agerncies, and there is frequently variation in the span of control. So different organizational levels, it could be argued require different capacities.

Typically, I hear organizations—both government and nongovernment—arguing for training as the response to the need for capacity building. Well, training may indeed, and probably is needed, but not for everyone. Others in the organization may require continuing education; the kind of skills these individuals will need are more critical thinking skills than the practical skills implied in the notion of training. Well, why? Well, if protected areas are indeed embedded in the complex, contentious, changing and uncertain environment that I have argued that they are, then we can never predict what may happen in the future, even tomorrow. So we need managers that can respond to rapidly developing situations with the conceptual and thinking skills needed to analyze what is going on, synthesize underlying trends and structures and frame these new challenges in ways that address the underlying causes not just their symptoms. They need these capacities in order to be prepared for the inevitable surprises that come along.

In an interesting paper on “Empowering People for Sustainable Development” Jonathan Cook made an important differentiation between capacity and performance. Capacity, he said, represented the potential, while performance was the actual results of working in an environment, the outcome, if you will, of decisions. So while we might emphasize building capacity, what we want to do in the long run, is to enhance performance.

Now, in our area, capacity means holding an array of professional competencies such as:

• Critical thinking

• Concessions or licensee management

• Business management

• Interpretation

• Understanding the structure of the tourism industry

• Communication and public engagement

• Planning and modeling

Obviously, no one person can hold all these professional competencies, but should not a proficient manager hold the capacity to ask penetrating questions, to motivate staff, or to help a community establish goals or become more resilient in order to face uncertainty?

Capacity, Cook argued, is a prerequisite to performance, that is, without the necessary skills, one is likely not to do too well. Imagine hiring a carpenter to help put up a house that had little or no skill in using a hammer or saw? Would there be a result other than disaster? Of course, the carpenter could be mentored under the tutelage of a master craftsman to build capacity as the house is being constructed.

So it is quite natural, that agencies would want to focus on building capacities. But Cook also argued that Capacity is a necessary, but not sufficient condition for performance, which is the ultimate goal. Other factors, such as personal confidence, organizational structure and incentives, experience and personal challenge are also significant in influencing the level of performance. So perhaps the question we should be asking is: What can be done to enhance the performance of managers to protect the values for which an area was designated? Rather than, what capacities are needed to manage a specific place? What this means is that building professional competencies and seeing them implemented requires an integrated approach, with attention to both the individual and the organization within which the individual works.

Cook’s final point was that performance breeds capacity. What he is saying here is that as individuals enhance their performance, their capacity increases as well. This makes sense. As one does better in a job, a number of results occur: confidence builds, new opportunities are seen, constructed or exploited; networks of peers develop, exposing the individual to new ideas to be tested and evaluated; learning happens.

So, to build performance, particularly in the wicked and messy world of the 21st century, we need to build capacities. At the middle management level, these capacities focus more on critical thinking skills than on practical skills. But building capacity only raises potential. Enhanced performance requires other factors in the job environment to be addressed.

[1] Cook, J. 1997. Empowering people for sustainable development. In P. Fitzgerald, A. McLennan and B. Munslow (eds.), Managing Sustainable Development in South Africa, 275-292. Cape Town: Oxford University Press.

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